Securities Trading Governance Professional

About Us:Moody's Investors Service is an equal opportunity employer committed to creating a diverse and inclusive workplace. We value talented individuals who share our commitment to excellence and integrity.About the Job:We are seeking an experienced compliance professional to join our Securities Trade Monitoring Unit. The successful candidate will be...

**Job Overview:**The Securities Trade Monitoring Unit at Moody's seeks a skilled compliance professional to monitor employee trading activity and identify potential conflicts of interest.Main duties include:Supporting the day-to-day operations of the Securities Trade Monitoring UnitOverseeing employee securities trading classifications, restricted lists, and...

Job Summary:Moody's seeks an experienced compliance professional to support the Securities Trade Monitoring Unit. This role involves securities trade monitoring and surveillance of employee trading activity to prevent conflicts of interest and misuse of confidential information.Responsibilities:Participate in day-to-day operations of the Securities Trade...

Role Summary:We seek an experienced compliance professional to support the Securities Trade Monitoring Unit in ensuring compliance with securities trading policies and regulations.Participate in all aspects of the day-to-day operations of the Securities Trade Monitoring UnitProvide oversight and maintenance of employee securities trading classifications,...

Job DescriptionThe Senior Trading Manager is a senior-level position responsible for overseeing a trading book and managing book risk. This role requires close coordination with the Trading team to ensure trades deliver on expected revenues and manage risk effectively.The key responsibilities of this role include:Overseeing a trading book and generating...

Zm Financial Systems is dedicated to empowering individuals to achieve their full potential. We're seeking a highly skilled Securities Compliance Expert to join our team.The ideal candidate will have a strong background in compliance, with experience in research, analysis, and reporting. Key responsibilities include:Researching securities, such as global...

About Zm Financial SystemsWe strive to bring out the best in our employees, empowering them to make informed decisions and drive business success.As a leading provider of financial services, we recognize the importance of effective governance and risk management in our operations.Job DescriptionThis role will play a critical part in maintaining the integrity...

Zm Financial Systems is committed to inspiring innovation and excellence in all aspects of our business. We're seeking an experienced Trade Monitoring Professional to join our team.The successful candidate will have a strong background in compliance, with experience in securities trade monitoring and surveillance of employee trading activity. Key...

**Key Responsibilities:**We are seeking a detail-oriented compliance professional to join our team and support the Securities Trade Monitoring Unit.Main tasks include:Monitoring employee trading activity and identifying potential conflicts of interestProviding guidance and advice to monitored employees and Compliance teamsConducting research on securities,...

About the Role:Moody's Investors Service is seeking an experienced compliance professional to support the Securities Trade Monitoring Unit. This function involves securities trade monitoring and surveillance of employee trading activity to identify and prevent conflicts of interest and misuse of confidential information.Main Responsibilities:Participate in...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

**About the Role:**Moody's is seeking an experienced professional to support the processes within the Securities Trade Monitoring Unit.This function includes securities trade monitoring, surveillance of employee trading activity, and identification of potential conflicts of interest and misuse of confidential information.Key responsibilities...

About the RoleCiti seeks an experienced Trading Book Executive to oversee a trading book and manage book risk. This senior-level position requires strong leadership and risk management skills to ensure trades deliver on expected revenues and manage risk effectively.The key qualifications for this role include:3-8 years of experience in a related...

About Zm Financial SystemsWe empower people to make better decisions and achieve brighter futures through our innovative products and services.Our mission is to bring out the best in our operations and our employees, ensuring exceptional performance and growth.Career OverviewWe are seeking an experienced compliance professional to support the processes...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

Key ResponsibilitiesThe Risk Management Specialist is responsible for overseeing a trading book and managing book risk. This role requires close coordination with the Trading team to ensure trades deliver on expected revenues and manage risk effectively.The key responsibilities of this role include:Overseeing a trading book and generating revenues while...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

**What Moody's Corporation Has to Offer**:Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets.Moody's supports independent thought and promotes a work environment that values and maximizes the contributions of all...

Job Summary:The Securities Trade Monitoring Unit at Moody's Investors Service seeks a highly skilled compliance professional to support the day-to-day operations of the unit. The successful candidate will have strong analytical and communication skills, with the ability to work effectively in a fast-paced environment.Main Responsibilities:Monitor and analyze...

At Zm Financial Systems, we are driven to empower professionals like you to make informed decisions and drive success. We're seeking a highly skilled Compliance Risk Specialist to join our team.The ideal candidate will have a strong background in compliance, with experience in trade monitoring and surveillance of employee trading activity. Key...