Securities Compliance Expert

hace 18 horas


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

Zm Financial Systems is dedicated to empowering individuals to achieve their full potential. We're seeking a highly skilled Securities Compliance Expert to join our team.

The ideal candidate will have a strong background in compliance, with experience in research, analysis, and reporting. Key responsibilities include:

  • Researching securities, such as global equities, bonds, and mutual funds, for assignment to restricted lists
  • Analyzing data to generate ongoing reviews and reports
  • Responding to queries from employees and providing advice and guidance related to the Moody's Securities Trading Program

We're looking for someone with excellent analytical and problem-solving skills, who is able to work independently with minimal supervision. A strong understanding of regulatory requirements and industry standards is essential.

Bachelor's degree required. Two to four years of compliance experience related to employee securities trading activities. Strong written and oral communication skills. Excellent interpersonal skills and team-oriented. Must be highly organized with attention to detail and ability to multi-task and meet tight deadlines.



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