Securities Compliance Expert

**Job Overview:**The Securities Trade Monitoring Unit at Moody's seeks a skilled compliance professional to monitor employee trading activity and identify potential conflicts of interest.Main duties include:Supporting the day-to-day operations of the Securities Trade Monitoring UnitOverseeing employee securities trading classifications, restricted lists, and...

Job Summary:Moody's seeks an experienced compliance professional to support the Securities Trade Monitoring Unit. This role involves securities trade monitoring and surveillance of employee trading activity to prevent conflicts of interest and misuse of confidential information.Responsibilities:Participate in day-to-day operations of the Securities Trade...

Role Summary:We seek an experienced compliance professional to support the Securities Trade Monitoring Unit in ensuring compliance with securities trading policies and regulations.Participate in all aspects of the day-to-day operations of the Securities Trade Monitoring UnitProvide oversight and maintenance of employee securities trading classifications,...

About Us:Moody's Investors Service is an equal opportunity employer committed to creating a diverse and inclusive workplace. We value talented individuals who share our commitment to excellence and integrity.About the Job:We are seeking an experienced compliance professional to join our Securities Trade Monitoring Unit. The successful candidate will be...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

About Zm Financial SystemsWe believe that our employees are our greatest asset, and we are dedicated to providing them with the tools and resources they need to succeed.This role will play a critical part in supporting the growth and development of our Securities Trade Monitoring Unit, ensuring that our operations are aligned with industry best practices and...

**What Moody's Corporation Has to Offer**:Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets.Moody's supports independent thought and promotes a work environment that values and maximizes the contributions of all...

About the Role:Moody's Investors Service is seeking an experienced compliance professional to support the Securities Trade Monitoring Unit. This function involves securities trade monitoring and surveillance of employee trading activity to identify and prevent conflicts of interest and misuse of confidential information.Main Responsibilities:Participate in...

**About the Role:**Moody's is seeking an experienced professional to support the processes within the Securities Trade Monitoring Unit.This function includes securities trade monitoring, surveillance of employee trading activity, and identification of potential conflicts of interest and misuse of confidential information.Key responsibilities...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

At Zm Financial Systems, we are driven to empower professionals like you to make informed decisions and drive success. We're seeking a highly skilled Compliance Risk Specialist to join our team.The ideal candidate will have a strong background in compliance, with experience in trade monitoring and surveillance of employee trading activity. Key...

About the Role:This position plays a critical role in supporting the Compliance Securities Trade Monitoring Unit at Moody's. The ideal candidate will have a strong background in compliance and be able to navigate complex regulatory requirements.Key Responsibilities:Develop and maintain policies and procedures related to securities trade monitoringCollaborate...

About Zm Financial SystemsWe empower people to make better decisions and achieve brighter futures through our innovative products and services.Our mission is to bring out the best in our operations and our employees, ensuring exceptional performance and growth.Career OverviewWe are seeking an experienced compliance professional to support the processes...

About Zm Financial SystemsWe strive to bring out the best in our employees, empowering them to make informed decisions and drive business success.As a leading provider of financial services, we recognize the importance of effective governance and risk management in our operations.Job DescriptionThis role will play a critical part in maintaining the integrity...

**Job Overview:**The Information Security Compliance Expert will play a key role in ensuring Equifax's compliance with various security frameworks, including PCI-DSS, SOC1/2, FISMA, FedRAMP, and NIST.This position requires attention to detail, technical expertise, and strong communication skills to build trusted relationships with stakeholders and influence...

**Job Overview**We are seeking a highly skilled and experienced Senior Compliance Expert to join our team. In this role, you will play a critical part in ensuring the adherence of our Global AML/CTF and Anti-Fraud compliance programs.Key Responsibilities:Perform program reviews to determine agent's adherence of Global AML/CTF and Anti-Fraud compliance...

Job DescriptionWe are seeking an experienced Tax Compliance Expert to lead our indirect tax processes and ensure compliance with relevant regulations. The ideal candidate will have experience in managing teams and influencing them positively.The successful candidate will be responsible for:Developing and implementing internal indirect tax controls,...

At Equifax, we empower individuals to achieve their full potential by driving innovation and collaboration. If you're looking to make a meaningful impact and chart new paths, we want to hear from you.Job SummaryWe are seeking a highly skilled Risk Management Compliance Expert to join our team. As a key member of our compliance department, you will play a...

About the Job:Join our team as a Compliance Expert - Central America and contribute to our mission of building iconic brands that win the hearts and minds of consumers worldwide. As a key member of our regulatory affairs team, you will play a critical role in ensuring compliance with relevant regulations, standards, and guidelines specific to Central...