Compliance Securities Trade Monitoring Specialist

Job Summary:Moody's seeks an experienced compliance professional to support the Securities Trade Monitoring Unit. This role involves securities trade monitoring and surveillance of employee trading activity to prevent conflicts of interest and misuse of confidential information.Responsibilities:Participate in day-to-day operations of the Securities Trade...

**Job Overview:**The Securities Trade Monitoring Unit at Moody's seeks a skilled compliance professional to monitor employee trading activity and identify potential conflicts of interest.Main duties include:Supporting the day-to-day operations of the Securities Trade Monitoring UnitOverseeing employee securities trading classifications, restricted lists, and...

Zm Financial Systems is committed to inspiring innovation and excellence in all aspects of our business. We're seeking an experienced Trade Monitoring Professional to join our team.The successful candidate will have a strong background in compliance, with experience in securities trade monitoring and surveillance of employee trading activity. Key...

**Key Responsibilities:**We are seeking a detail-oriented compliance professional to join our team and support the Securities Trade Monitoring Unit.Main tasks include:Monitoring employee trading activity and identifying potential conflicts of interestProviding guidance and advice to monitored employees and Compliance teamsConducting research on securities,...

About Us:Moody's Investors Service is an equal opportunity employer committed to creating a diverse and inclusive workplace. We value talented individuals who share our commitment to excellence and integrity.About the Job:We are seeking an experienced compliance professional to join our Securities Trade Monitoring Unit. The successful candidate will be...

About the Role:This position plays a critical role in supporting the Compliance Securities Trade Monitoring Unit at Moody's. The ideal candidate will have a strong background in compliance and be able to navigate complex regulatory requirements.Key Responsibilities:Develop and maintain policies and procedures related to securities trade monitoringCollaborate...

At Zm Financial Systems, we are driven to empower professionals like you to make informed decisions and drive success. We're seeking a highly skilled Compliance Risk Specialist to join our team.The ideal candidate will have a strong background in compliance, with experience in trade monitoring and surveillance of employee trading activity. Key...

Job Summary:The Securities Trade Monitoring Unit at Moody's Investors Service seeks a highly skilled compliance professional to support the day-to-day operations of the unit. The successful candidate will have strong analytical and communication skills, with the ability to work effectively in a fast-paced environment.Main Responsibilities:Monitor and analyze...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

About the Role:Moody's Investors Service is seeking an experienced compliance professional to support the Securities Trade Monitoring Unit. This function involves securities trade monitoring and surveillance of employee trading activity to identify and prevent conflicts of interest and misuse of confidential information.Main Responsibilities:Participate in...

About Zm Financial SystemsWe empower people to make better decisions and achieve brighter futures through our innovative products and services.Our mission is to bring out the best in our operations and our employees, ensuring exceptional performance and growth.Career OverviewWe are seeking an experienced compliance professional to support the processes...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

**What Moody's Corporation Has to Offer**:Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets.Moody's supports independent thought and promotes a work environment that values and maximizes the contributions of all...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

**About the Role:**Moody's is seeking an experienced professional to support the processes within the Securities Trade Monitoring Unit.This function includes securities trade monitoring, surveillance of employee trading activity, and identification of potential conflicts of interest and misuse of confidential information.Key responsibilities...

Zm Financial Systems is dedicated to empowering individuals to achieve their full potential. We're seeking a highly skilled Securities Compliance Expert to join our team.The ideal candidate will have a strong background in compliance, with experience in research, analysis, and reporting. Key responsibilities include:Researching securities, such as global...

About Zm Financial SystemsWe believe that our employees are our greatest asset, and we are dedicated to providing them with the tools and resources they need to succeed.This role will play a critical part in supporting the growth and development of our Securities Trade Monitoring Unit, ensuring that our operations are aligned with industry best practices and...

About Zm Financial SystemsWe strive to bring out the best in our employees, empowering them to make informed decisions and drive business success.As a leading provider of financial services, we recognize the importance of effective governance and risk management in our operations.Job DescriptionThis role will play a critical part in maintaining the integrity...

Key ResponsibilitiesThe Risk Management Specialist is responsible for overseeing a trading book and managing book risk. This role requires close coordination with the Trading team to ensure trades deliver on expected revenues and manage risk effectively.The key responsibilities of this role include:Overseeing a trading book and generating revenues while...

About the Role:We are seeking a highly skilled Regulatory Compliance Analyst to join our team at Emerson. This role plays a crucial part in ensuring the company's compliance with international trade regulations.Key Responsibilities:Conduct Restricted Party Screening and analyze potential matches to prevent non-compliance risks.Perform regular audits of...