Trade Monitoring Professional

hace 22 horas


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

Zm Financial Systems is committed to inspiring innovation and excellence in all aspects of our business. We're seeking an experienced Trade Monitoring Professional to join our team.

The successful candidate will have a strong background in compliance, with experience in securities trade monitoring and surveillance of employee trading activity. Key responsibilities include:

  • Managing daily monitoring of employee trades, including pre & post trade clearance, statement review, and account maintenance
  • Maintaining books and records relating to the Securities Trade Monitoring Unit
  • Identifying and conducting investigations for potential exceptions

We're looking for someone with excellent analytical and problem-solving skills, who is able to work independently with minimal supervision. A strong understanding of regulatory requirements and industry standards is essential.

Bachelor's degree required. Two to four years of compliance experience related to employee securities trading activities. Strong written and oral communication skills. Excellent interpersonal skills and team-oriented. Must be highly organized with attention to detail and ability to multi-task and meet tight deadlines.



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