Compliance Securities Specialist

Job Summary:Moody's seeks an experienced compliance professional to support the Securities Trade Monitoring Unit. This role involves securities trade monitoring and surveillance of employee trading activity to prevent conflicts of interest and misuse of confidential information.Responsibilities:Participate in day-to-day operations of the Securities Trade...

Role Summary:We seek an experienced compliance professional to support the Securities Trade Monitoring Unit in ensuring compliance with securities trading policies and regulations.Participate in all aspects of the day-to-day operations of the Securities Trade Monitoring UnitProvide oversight and maintenance of employee securities trading classifications,...

Zm Financial Systems is dedicated to empowering individuals to achieve their full potential. We're seeking a highly skilled Securities Compliance Expert to join our team.The ideal candidate will have a strong background in compliance, with experience in research, analysis, and reporting. Key responsibilities include:Researching securities, such as global...

About Us:Moody's Investors Service is an equal opportunity employer committed to creating a diverse and inclusive workplace. We value talented individuals who share our commitment to excellence and integrity.About the Job:We are seeking an experienced compliance professional to join our Securities Trade Monitoring Unit. The successful candidate will be...

At Zm Financial Systems, we are driven to empower professionals like you to make informed decisions and drive success. We're seeking a highly skilled Compliance Risk Specialist to join our team.The ideal candidate will have a strong background in compliance, with experience in trade monitoring and surveillance of employee trading activity. Key...

About Zm Financial SystemsWe empower people to make better decisions and achieve brighter futures through our innovative products and services.Our mission is to bring out the best in our operations and our employees, ensuring exceptional performance and growth.Career OverviewWe are seeking an experienced compliance professional to support the processes...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

About Zm Financial SystemsWe believe that our employees are our greatest asset, and we are dedicated to providing them with the tools and resources they need to succeed.This role will play a critical part in supporting the growth and development of our Securities Trade Monitoring Unit, ensuring that our operations are aligned with industry best practices and...

**What Moody's Corporation Has to Offer**:Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets.Moody's supports independent thought and promotes a work environment that values and maximizes the contributions of all...

About the Role:Moody's Investors Service is seeking an experienced compliance professional to support the Securities Trade Monitoring Unit. This function involves securities trade monitoring and surveillance of employee trading activity to identify and prevent conflicts of interest and misuse of confidential information.Main Responsibilities:Participate in...

Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Additional responsibilities...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

About the Role:This position plays a critical role in supporting the Compliance Securities Trade Monitoring Unit at Moody's. The ideal candidate will have a strong background in compliance and be able to navigate complex regulatory requirements.Key Responsibilities:Develop and maintain policies and procedures related to securities trade monitoringCollaborate...

We are seeking a skilled Compliance Specialist to ensure that all financial transactions are processed in accordance with applicable laws and regulations. As a Compliance Specialist, you will be responsible for monitoring financial transactions, identifying potential risks, and implementing controls to mitigate those risks.Key Responsibilities:Monitor...

Job Description:We are seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will be responsible for reviewing and analyzing MAPP transactions to ensure compliance with Pfizer's policies and procedures.Your expertise in compliance controls and ability to work under pressure will be invaluable in this role. You will...

About Zm Financial SystemsWe strive to bring out the best in our employees, empowering them to make informed decisions and drive business success.As a leading provider of financial services, we recognize the importance of effective governance and risk management in our operations.Job DescriptionThis role will play a critical part in maintaining the integrity...

Job DescriptionThe Global Compliance Specialist will be responsible for ensuring that all transactions comply with MAPP policy, Country Annex, Country Profile, and MEET Standards. This includes reviewing and documenting transactions, monitoring meeting planning agencies (MPAs), and ensuring compliance with Service Level Agreements (SLAs) and quality...

**About the Role:**Moody's is seeking an experienced professional to support the processes within the Securities Trade Monitoring Unit.This function includes securities trade monitoring, surveillance of employee trading activity, and identification of potential conflicts of interest and misuse of confidential information.Key responsibilities...

Key ResponsibilitiesThe Risk Management Specialist is responsible for overseeing a trading book and managing book risk. This role requires close coordination with the Trading team to ensure trades deliver on expected revenues and manage risk effectively.The key responsibilities of this role include:Overseeing a trading book and generating revenues while...

At Amzn Support Srvcs Costa Rica, we're seeking a highly skilled Tax Compliance Specialist to join our team. As a key member of our indirect tax accounting team, you will be responsible for ensuring accurate and timely month-end closing activities for multiple accounts, preparation of monthly/quarterly/annually reconciliations, Indirect Tax accruals, as well...