Compliance Risk Specialist

hace 2 días


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

At Zm Financial Systems, we are driven to empower professionals like you to make informed decisions and drive success. We're seeking a highly skilled Compliance Risk Specialist to join our team.

The ideal candidate will have a strong background in compliance, with experience in trade monitoring and surveillance of employee trading activity. Key responsibilities include:

  • Participating in the day-to-day operations of our Securities Trade Monitoring Unit
  • Providing oversight and maintenance of employee securities trading classifications, restricted lists, and exempted securities in our FIS Protegent PTA platform
  • Researching securities for assignment to restricted lists

We're looking for someone with excellent analytical and problem-solving skills, who is able to work independently with minimal supervision. A strong understanding of regulatory requirements and industry standards is essential.

Bachelor's degree required. Two to four years of compliance experience related to employee securities trading activities. Strong written and oral communication skills. Excellent interpersonal skills and team-oriented. Must be highly organized with attention to detail and ability to multi-task and meet tight deadlines.



  • San José, San José, Costa Rica Cornerstone Building Brands A tiempo completo

    Job DescriptionWe are seeking a highly skilled Risk Compliance Specialist to join our team at Cornerstone Building Brands. The ideal candidate will have expertise in ensuring the company's IT controls align with internal policies and procedures.The successful candidate will be responsible for:Monitoring assigned IT controls to guarantee compliance with...


  • San José, San José, Costa Rica Western Union A tiempo completo

    **Role Summary**This is an exciting opportunity to work as an AML Specialist - Agent Oversight, where you will be responsible for ensuring the adherence of our Global AML/CTF and Anti-Fraud compliance programs.Main Responsibilities:Conduct thorough program reviews to ensure agents comply with Global AML/CTF and Anti-Fraud policies.Work closely with...


  • San José, San José, Costa Rica Intel A tiempo completo

    **Company Overview**As a member of the Intel Finance team, you will be part of a dynamic group that acts as a full partner in making and supporting business decisions aimed at maximizing shareholder value. Our team is dedicated to facilitating change and improvement within finance and operations.**Job Description**We are seeking an experienced Risk and...


  • San José, San José, Costa Rica Pfizer A tiempo completo

    **Job Overview:**Pfizer's Digital Risk Management (DRM) organization seeks an experienced professional to join our team as an Associate Risk Management Policy Monitoring specialist. In this role, you will work closely with a global community of stakeholders to ensure compliance with laws, regulations, and corporate policies.**Key Responsibilities:Manage...


  • San José, San José, Costa Rica Western Union A tiempo completo

    Role OverviewWe are seeking an experienced AML Compliance Risk Specialist to join our Financial Intelligence Unit, Office of Consumer Monitoring and Investigation department (FIU-OCMI). In this role, you will conduct consumer investigations to detect money laundering and other potential risks associated with Western Union transactions.The ideal candidate...


  • San José, San José, Costa Rica Cornerstone Building Brands A tiempo completo

    **About the Role**We are seeking a highly skilled IT Compliance Specialist to join our team. As an IT Compliance Specialist, you will be responsible for ensuring that all IT controls are compliant with internal policies and procedures.**Key Responsibilities**- Monitor and review IT activities on a monthly, quarterly, and annual basis to ensure compliance...


  • San José, San José, Costa Rica Amzn Support Srvcs Costa Rica A tiempo completo

    **Key Responsibilities**As a GROA Specialist, you will be responsible for:Understanding and implementing global regulatory requirementsIdentifying and mitigating gaps in processesConducting audits to ensure complianceBuilt mechanisms for data collection and analysisCollaborating with key stakeholders to drive project deliverables**Requirements**To succeed in...


  • San José, San José, Costa Rica Mondelez International A tiempo completo

    **Job Description**:**Are You Ready to Make It Happen at Mondelez International?****Join our Mission to Lead the Future of Snacking.Make It Matter.**You are a specialist in a process, workstream or area in Mondelez International Business Services, working to support impeccable service operations.**How you will contribute**You will use your in-depth process...


  • San José, San José, Costa Rica Western Union A tiempo completo

    Compliance Analyst - Anti-Money LaunderingOur FinTech company is dedicated to combating financial crime and enhancing financial services for families, small businesses, multinational corporations, and non-profit organizations worldwide.When money moves, we believe it should lead to better outcomes. Our core values guide us: purpose-driven, globally-minded,...

  • Compliance Risk Manager

    hace 13 horas


    San José, San José, Costa Rica Equifax A tiempo completo

    At Equifax, we are committed to maintaining the highest standards of compliance and security. We are seeking a skilled Compliance Risk Manager to join our team. This role will involve conducting risk assessments and identifying control objectives for SOC 1 and SOC 2 compliance.Key Responsibilities:Conduct risk assessments and identify control objectives for...

  • Compliance Specialist

    hace 2 días


    San José, San José, Costa Rica Smith+Nephew A tiempo completo

    Job Overview:The Third-Party Compliance Specialist will play a vital role in ensuring the company's third-party relationships align with its risk management strategy. This involves processing requests for new third parties, gathering and reviewing information as part of our due diligence process, identifying potential red flags, coordinating annual...


  • San José, San José, Costa Rica Ynv Group A tiempo completo

    Overview:We seek to hire a Compliance and Fraud Specialist to join our compliance team.The role will help to manage and prevent the risk of money laundering and terrorist financing, designing the necessary controls and procedures to avoid reputational risk and the risk of contagion.The Compliance and Fraud specialist will also help to establish necessary and...


  • San José, San José, Costa Rica Smith+Nephew A tiempo completo

    Job OverviewThe Third Party Compliance Specialist is responsible for administering the end-to-end third party compliance controls globally, focusing on higher risk third parties including distributors, agents, vendors, or service providers. This includes processing requests, gathering and reviewing information, identifying potential red flags, coordinating...


  • San José, San José, Costa Rica Western Union A tiempo completo

    We are seeking a highly skilled Compliance Risk Manager to join our team. As a key member of the AML compliance program, you will be responsible for overseeing the daily operations of a team supporting Western Union's Consumer Protection program.Your primary focus will be on managing Authorized Delegate, service provider and vendor oversight, due diligence,...


  • San José, San José, Costa Rica Amzn Support Srvcs Costa Rica A tiempo completo

    About the Role:We are seeking a highly skilled Compliance Risk Manager to join our team at Amzn Support Srvcs Costa Rica. As a key member of our Product Assurance, Risk and Security (PARS) department, you will play a critical role in protecting customers, associates, and partners from unsafe products.As a Compliance Risk Manager, your primary responsibility...


  • San José, San José, Costa Rica Midland Credit Management, Inc. A tiempo completo

    **About Us**We are more than a specialty finance company providing debt recovery solutions for consumers.We are a global team of over 4,000 employees whose daily mission is to empower consumers to begin their path towards financial recovery and build a better life for themselves and their families.We know that the only way to support this mission is by...


  • San José, San José, Costa Rica Genpact A tiempo completo

    Job Description:We are seeking a highly skilled and detail-oriented Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for ensuring that our products meet all relevant regulatory requirements.Responsibilities:Evaluate complaints for severity and risk to public safetyIdentify and confirm...


  • San José, San José, Costa Rica Cornerstone Building Brands A tiempo completo

    Cornerstone Building Brands is a leading manufacturer of exterior building products in North America, serving the commercial, residential repair and remodel markets.We are committed to providing high-quality exterior construction solutions that our customers and communities can count on.Job Purpose:The IT Compliance Specialist will play a critical role in...


  • San José, San José, Costa Rica Cornerstone Building Brands A tiempo completo

    **About the Opportunity**We are seeking a Risk and Compliance Expert to join our team as an IT Governance specialist.**Key Responsibilities**- Ensure that all IT systems are secure and compliant with our policies and procedures.- Collaborate with the security team to identify and address any issues or concerns.- Develop and implement strategies to improve IT...


  • San José, San José, Costa Rica Equifax A tiempo completo

    At Equifax, we empower individuals to achieve their full potential by driving innovation and collaboration. If you're looking to make a meaningful impact and chart new paths, we want to hear from you.Job SummaryWe are seeking a highly skilled Risk Management Compliance Expert to join our team. As a key member of our compliance department, you will play a...