Trade Monitoring Professional

hace 2 días


San José, San José, Costa Rica Moody'S A tiempo completo

**Key Responsibilities:**

We are seeking a detail-oriented compliance professional to join our team and support the Securities Trade Monitoring Unit.

Main tasks include:

  • Monitoring employee trading activity and identifying potential conflicts of interest
  • Providing guidance and advice to monitored employees and Compliance teams
  • Conducting research on securities, such as global equities, bonds, and mutual funds
  • Managing daily trade monitoring, including pre & post trade clearance, statement review, and account maintenance
  • Maintaining accurate records and analyzing data to generate ongoing reviews and reports

The successful candidate will have a strong understanding of compliance regulations, excellent analytical skills, and the ability to work effectively in a team environment.



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