Trade Monitoring Professional
hace 1 día
**Key Responsibilities:**
We are seeking a detail-oriented compliance professional to join our team and support the Securities Trade Monitoring Unit.
Main tasks include:
- Monitoring employee trading activity and identifying potential conflicts of interest
- Providing guidance and advice to monitored employees and Compliance teams
- Conducting research on securities, such as global equities, bonds, and mutual funds
- Managing daily trade monitoring, including pre & post trade clearance, statement review, and account maintenance
- Maintaining accurate records and analyzing data to generate ongoing reviews and reports
The successful candidate will have a strong understanding of compliance regulations, excellent analytical skills, and the ability to work effectively in a team environment.
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