Regulatory Reporting Operations Manager

hace 4 días


San Francisco, Heredia, Costa Rica Moody'S A tiempo completo

**Job Overview**

We are seeking a highly skilled Regulatory Reporting Operations Manager to join our team at Moody's Investors Service. In this role, you will be responsible for managing the end-to-end reporting process from creation to delivery, ensuring precision, completeness, and timeliness of all reports within your domain.

**Key Responsibilities**

Act as a business advisor and partner with Squad leads, Product Analysts, Data Owners, and Compliance to design optimal processes and develop requirements.
Lead cross-functional process re-engineering/remediation activities that support global, end-to-end reporting process, and evolving regulatory requirements.
Develop and update process and procedural documentation as needed to ensure accuracy.
Develop controls and establish new controls as needed and support quarterly RCSAs.
Coordinate performance of controls, especially those performed outside the process, and proactively call out weaknesses.
Resolve impediments for Risk & Process and help with prioritization.
Approve process changes, provide training, and support UAT Testing and Business Readiness Activities.
Define process measurements and report on process performance, including providing inputs to OKRs.
Support successful transition of new reports to Business as Usual, where applicable, including drafting communications, global training, procedures, etc.
Demonstrate Subject Matter Expertise on the end-to-end reporting and rating processes, global Regulatory Policies and Procedures, as well as supporting operational procedures and guidelines.
Generate governance committee recommendations and project status reports for Moody's senior management.
Continuously seek out opportunities to streamline and standardize business processes and improve operational controls and efficiencies.
Assist in activities related to performing root cause or deep dive analyses, remediation efforts, and/or operational improvements.
Drive discussions with the analytical community and other Moody's teams (e.g., ROC, Risk Compliance, Government and Public Affairs, Legal, Central IT, etc.) to effectively remediate issues or inquiries.

**Requirements**

We require a minimum of 5+ years of operations, business process, and/or business analysis experience with strong analytical and problem-solving skills.
Experience managing global, cross-functional projects and teams is required.
You should have the ability to interact comfortably with different levels of management and articulate/present issues clearly and succinctly.
An advanced English level is necessary.
Regulatory reporting experience is also required.
A strong leadership skillset and an ability to set direction, ensuring working groups meet project results are essential.
A self-starter and teammate who can meet tight due dates and handle multiple, competing tasks is required.
Outstanding interpersonal skills with the ability to reach across organization to successfully resolve requests/inquiries are necessary.
Highly organized and efficient with an attention to detail and excellent interpersonal skills are required.
Ability to supervise, facilitate, handle, and resolve interpersonal or inter-team disagreements is also necessary.
Excellent PowerPoint skills and knowledge of MS Excel, Word, and Outlook are required.
Data/Data feed experience is preferred.
LLean/Six Sigma Thinking is also desirable.
Knowledge of Moody's rating systems, analysis tools, and operational processes is a plus.

**Compensation and Benefits**

The estimated salary range for this position is $90,000-$110,000 per year, depending on experience and qualifications.
Moodys offers a comprehensive benefits package, including health insurance, retirement savings plan, paid time off, and more.

**About Moodys**

Moodys is an integrated risk assessment firm empowering organizations to make better decisions. Our goal is to deliver insights and expertise that enable companies to navigate complex risks and capitalize on opportunities.



  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Job Description:The Regulatory Reporting Lead Analyst is a senior level position responsible for generating, analyzing and submitting financial reports in coordination with the Finance team. This role involves leading activities including closing of books and sub-ledgers, passing appropriate required adjustment entries and consolidating financials at the end...


  • San Francisco, Heredia, Costa Rica 360Training A tiempo completo

    At 360Training, we are seeking a skilled Regulatory Compliance Reporting Specialist to join our team. The estimated annual salary for this position is $65,000-$85,000 based on industry standards and location.About the Role:The Compliance Reporting Specialist will be responsible for submitting students' course completion credit hours to regulators in...


  • San Francisco, Heredia, Costa Rica Cognizant Technology Solutions A tiempo completo

    Job SummaryWe are seeking a highly skilled Procurement Operations Manager to join our team at Cognizant Technology Solutions. This role will be responsible for managing financial services operations, ensuring accurate record-keeping, and maintaining compliance with regulatory requirements.Key Responsibilities:Customer Engagement: Connect with customers to...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    The Finance Reporting Senior Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to provide regulatory analysis and reporting in coordination with the Finance team. Additionally, the Finance Reporting Senior Manager develops reporting and control procedures to...

  • KYC Operations Manager

    hace 2 meses


    San Francisco, Heredia, Costa Rica Citi A tiempo completo

    **Program Leadership:**The KYC Operations Manager will lead a team responsible for providing AML monitoring, governance, oversight, and regulatory reporting services in coordination with the Compliance and Control team at Citi.**Key Responsibilities:**Manage and lead KYC operations, including executing processes in accordance with Citi compliance policies...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    About the RoleThe Senior Anti-Money Laundering (AML) Operations Manager is responsible for leading a team of professionals in providing expert guidance and oversight to ensure compliance with regulatory requirements and industry standards. The role requires strong leadership, analytical, and communication skills to manage high-volume workloads and prioritize...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Job OverviewCiti is seeking a highly skilled Financial Reporting Analyst 2 to join our team in New York. This role offers an exciting opportunity to work with a dynamic group of professionals and contribute to the success of our organization.SalaryThe estimated annual salary for this position is $85,000 - $110,000 based on industry standards and market...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally.Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    **A Senior AML/KYC Operations Manager role is available at Citi. The successful candidate will lead a team in providing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services.****Key Responsibilities Include:**Manage and lead KYC operations, ensuring processes are executed in accordance with Citi compliance policies...


  • San Francisco, Heredia, Costa Rica British American Tobacco A tiempo completo

    About the RoleBritish American Tobacco is looking for a skilled Assistant Commercial Operations Finance Manager to join our team. This role is ideal for a detail-oriented and proactive individual with a strong background in financial analysis and operations.As an Assistant Commercial Operations Finance Manager, you will be responsible for supporting the...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    The Citi organization is a leading global financial services company that aims to provide a high level of service to its clients. In this context, the Financial Services Operations Manager plays a crucial role in ensuring that all operations are carried out efficiently and effectively.**Key Responsibilities:**• Manage and lead KYC operations, including...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    The Financial Reporting Senior Lead Analyst is a senior-level position responsible for generating, analyzing, and submitting financial reports in coordination with the Finance team.**Key Responsibilities:**Lead activities including the closing of books and sub-ledgers, passing required adjustment entries, and consolidating financials at the end of each...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    **Leadership Role:** The Emea AML Operations Manager is responsible for overseeing a team of employees to provide Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services in coordination with the Compliance and Control team. This role is crucial in ensuring the development and management of a dedicated internal KYC...


  • San Francisco, Heredia, Costa Rica Amazon Web Services Costa Rica A tiempo completo

    About the RoleWe are seeking an experienced Strategic Business Operations Manager to join our team at Amazon Web Services Costa Rica. This role offers a unique opportunity to drive improvements in reporting tools, methods, and processes, ensuring seamless data flow to sales and operations teams.


  • San Francisco, Heredia, Costa Rica 360Training A tiempo completo

    Job Title: Compliance Reporting ExpertAt 360Training, we are seeking a highly skilled Compliance Reporting Expert to join our team. As a key member of our staff, you will be responsible for ensuring accurate and timely reporting of student course completion credit hours to regulatory bodies.Key Responsibilities:Run Power Query reports according to the...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Job Description:The Ops Sup Analyst 1 is an entry-level position providing operations support services, including record maintenance, account maintenance, and serving as a liaison between operations staff, relationship managers, and clients.Responsibilities:Conduct business analysis and document client reports and advisories.Provide regular status updates...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    About the RoleThe Ops Support Analyst 1 is an entry-level position responsible for providing operations support services, including record documentation maintenance, storage and retrieval of records, account maintenance, imaging and opening of accounts in coordination with the Operations Core Team. This role serves as the liaison between operations staff,...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Citi is a leading financial services company seeking an experienced Senior AML Compliance Manager to join our team. This role offers the opportunity to lead and manage a dedicated internal KYC program, ensuring compliance with regulatory requirements and governance standards.Job Overview:The Senior AML Compliance Manager will provide leadership and direction...


  • San Francisco, Heredia, Costa Rica Gvw Group, Llc A tiempo completo

    We are seeking a highly skilled Financial Operations Manager to join our team at Gvw Group, Llc. This role offers a unique opportunity to utilize your accounting expertise and passion for problem-solving in a dynamic environment.About the RoleAs a Financial Operations Manager, you will be responsible for overseeing daily financial and accounting functions,...


  • San Francisco, Heredia, Costa Rica Citi A tiempo completo

    Job Description:The KYC Operations Manager at Citi plays a vital role in ensuring the development and management of a dedicated internal KYC program. This position requires a high level of leadership and direction to a team of employees responsible for providing Anti-Money Laundering (AML) monitoring, governance, and regulatory reporting services.Key...