Vice President

hace 2 meses

San Francisco, Heredia, Costa Rica Moody'S A tiempo completo

Moody's is a leading provider of credit ratings and research in the financial markets. We are seeking an experienced professional to join our Compliance and Regulatory Affairs team as a Vice President - Compliance and Regulatory Affairs. Based in our global offices, this role will be part of the broader Compliance and Regulatory Affairs team within Moody's Global Compliance and report to the Head of Compliance and Regulatory Affairs for Moody's Local in New York.

Responsibilities:
  • Monitor the implementation of the Moody's Code of Business Conduct, applicable Codes of Professional Conduct, and control policies and procedures by all staff.
  • Conduct and supervise investigations into alleged violations of those Codes, policies, procedures, laws, and regulations, including monitoring of the end-to-end ratings process, electronic communications across Moody's, and reporting to provide senior business management with ongoing trending of all surveillance and investigation results.
  • Perform and oversee continuous testing and multiple, concurrent examinations of end-to-end rating processes and documentation for compliance with internal policies and procedures.
  • Prepare periodic and ad hoc compliance reports outlining the results of the Moody's Compliance Surveillance and Investigations program and related trends.
  • Work with other members of the Compliance and Regulatory Affairs team to enhance the Moody's compliance surveillance and investigations program and improve existing surveillance and investigations activities.
  • Collaborate in the development of creative automated solutions to address various testing, surveillance, and investigations needs and to present information in a concise and comprehensible manner.
  • Review workpaper documentation for adequacy and appropriateness and follow up with relevant stakeholders.
  • Oversee, track, validate, and report the status of the remedial efforts triggered by the compliance surveillance reviews.
  • This role may also have people management responsibilities.
  • Assist in other compliance and regulatory affairs tasks as required to ensure team objectives are achieved.

Requirements:

  • 8-12 years of experience in financial services compliance, ideally in surveillance and/or investigations.
  • Bachelor's degree or higher in business, law, or other finance-related discipline.
  • Strong understanding of the business model and compliance risks.
  • Proven track record with communications to senior leadership, including preparation of periodic reports.
  • Strong judgment, including with respect to escalation.
  • Strong written and oral communication skills; fluent in English and Spanish, both verbal and written.
  • Experience managing people.
  • Professional, pro-active, flexible, diligent, and dependable.
  • Excellent interpersonal skills and team-oriented.
  • Independent execution and oversight of multiple tasks across the team.
  • Must be able to work on own initiatives, with limited supervision.
  • Unquestionable personal code of ethics, integrity, inclusion, and trust.

  • Senior Business Consultant

    hace 2 meses

    San Francisco, Heredia, Costa Rica Citi A tiempo completo

    **Vice President Role Overview**Citi's Internal Consulting organization is seeking an experienced Vice President to lead significant programs in partnership with functional and business unit leadership. As a key member of the team, you will drive business process improvement projects and programs across the Firm, supporting Citi's operating model and...

  • Senior Administrative Coordinator

    hace 1 mes

    San Francisco, Heredia, Costa Rica Servicenow A tiempo completo

    About UsAt ServiceNow, we revolutionize the way organizations work. Our cutting-edge technology empowers our customers to achieve their goals, and our talented team members drive innovation every day.We believe that when our employees thrive, they deliver exceptional results. That's why we prioritize creating a workplace where everyone can live their best...

  • Global AML Compliance Specialist

    hace 6 días

    San Francisco, Heredia, Costa Rica Citi A tiempo completo

    About the RoleThis is an exciting opportunity for a seasoned Global AML Compliance Specialist to join Citi's team. In this role, you will be responsible for supporting the development and implementation of the firm-wide AML Global Fund Transfer Transparency Standard.Key ResponsibilitiesLead efforts within AML to establish global standards and document known...

  • Assistant Vice President

    hace 2 meses

    San José, Costa Rica Genpact A tiempo completo

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...

  • Vice President, Cloud Acceleration Solutions

    hace 5 meses

    San José, Costa Rica Pfizer A tiempo completo

    Why Patients Need You Digital is at the core of how a modern Pfizer delivers Breakthroughs That Change Patient’s Lives. Advanced technologies that accelerate research, development, manufacturing, and patient access to therapies are all made possible by the infrastructures that enable our Digital landscape. What You Will Achieve The leader...

  • Senior Manager, Sales Tax

    hace 7 meses

    San Diego, Costa Rica Cadence Design Systems, Inc. A tiempo completo

    At Cadence, we hire and develop leaders and innovators who want to make an impact on the world of technology. Position Requirements: • Bachelor’s degree in accounting or finance (CPA, CMI for sales tax is a plus) • 7+ years of relevant tax experience in public accounting and/or a corporate tax department (Big 4 or High Technology Industry is a...

  • Senior Manager, Sales Tax Professional

    hace 2 meses

    San Diego, Costa Rica Cadence Design Systems, Inc. A tiempo completo

    Cadence Design Systems, Inc. is seeking an experienced Senior Manager, Sales Tax to join our team.Position Requirements:Bachelor's degree in accounting or finance (CPA, CMI for sales tax is a plus)7+ years of relevant tax experience in public accounting and/or a corporate tax department (Big 4 or High Technology Industry is a plus)Strong analytical and...

  • Senior Executive Support Specialist

    hace 1 mes

    San José, San José, Costa Rica Servicenow A tiempo completo

    Company OverviewServicenow, a leading technology company, empowers its customers to make the world work for everyone. Our team of change makers is driven by a restless curiosity and a passion for innovation.We are proud to be one of FORTUNE 100 Best Companies to Work For and World's Most Admired Companies, serving over 7700+ customers, including...

  • Snowflake Data

    hace 6 meses

    San José, Costa Rica Kimberly-Clark A tiempo completo

    **Your Job** You’re not the person who will settle for just any role. Neither are we. Because we’re out to create Better Care for a Better World, and that takes a certain kind of person and teams who care about making a difference. Here, you’ll bring your professional expertise, talent, and drive to building and managing our portfolio of iconic,...

  • Sales Professional for Social Media Conversations

    hace 1 mes

    San José, San José, Costa Rica Chat Assassins A tiempo completo

    About Chat AssassinsChat Assassins is a dynamic team of experts who partner with premium personal brands to build high-performing lead generation and sales systems. Our core values are reflected in our rigorous standards, comprehensive approach, and collaborative work environment.Available PositionsWe are seeking highly skilled individuals to join our global...

  • Social Media Chat Sales Representative

    hace 7 meses

    San José, Costa Rica CHAT ASSASSINS A tiempo completo

    **Chat Assassins** works with premium personal brands. Our solutions consist of building their teams and systems that generate our clients more leads and sales. We are a premium service and hold ourselves to very high standards. Chat Assassins currently consist of 130+ team members with clients worldwide such as; USA, Canada, Australia, England, Japan, and...

  • Social Media Chat Sales Representative

    hace 7 meses

    San José, Costa Rica CHAT ASSASSINS A tiempo completo

    **Chat Assassins** works with premium personal brands. Our solutions consist of building their teams and systems that generate our clients more leads and sales. We are a premium service and hold ourselves to very high standards. Chat Assassins currently consist of 130+ team members with clients worldwide such as; USA, Canada, Australia, England, Japan, and...

  • Social Media Chat Sales Representative

    hace 7 meses

    San José, Costa Rica CHAT ASSASSINS A tiempo completo

    **Chat Assassins** works with premium personal brands. Our solutions consist of building their teams and systems that generate our clients more leads and sales. We are a premium service and hold ourselves to very high standards. Chat Assassins currently consist of 130+ team members with clients worldwide such as; USA, Canada, Australia, England, Japan, and...

  • Senior Project Oversight Specialist

    hace 1 mes

    San José, San José, Costa Rica Bairesdev A tiempo completo

    About UsBairesDev is a leading software development company in Latin America, known for its multicultural teams and world-class clients. To deliver high-quality solutions, we only hire the top 1% of talents and provide them with exciting projects and professional growth opportunities.We are seeking a Senior Project Oversight Specialist to join our team and...

  • Business Analyst

    hace 6 meses

    San José, Costa Rica Hitachi Solutions LtdHitachi Solutions Ltd A tiempo completo

    **Company Description** Hitachi Solutions is a global solutions integrator passionate about designing, developing, and delivering cutting edge cloud solutions to help our clients innovative across their entire business. Our firm develops the business services and technology powering some of the products you use every day - and is closely aligned with...

  • Sr. Director

    hace 7 meses

    San José, Costa Rica Habitat for Humanity A tiempo completo

    Habitat for Humanity International (HFHI) is seeking an **experienced and inspirational leader to serve as Sr. Director - Programs** as a part of the Latin America Caribbean (LAC) Area Leadership team. The Sr. Director - Programs will **lead the implementation of HFHI LAC Area Office (AO) strategic frameworks to address the systemic failures that affect...

  • Business Analyst

    hace 7 meses

    San José, Costa Rica Hitachi Solutions A tiempo completo

    **Company Description** Hitachi Solutions is a global solutions integrator passionate about designing, developing, and delivering cutting edge cloud solutions to help our clients innovative across their entire business. Our firm develops the business services and technology powering some of the products you use every day - and is closely aligned with...