Senior Regulatory Compliance Analyst

hace 3 días


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

We are a dynamic and growing company, committed to excellence and integrity. We value our employees and offer a range of benefits and opportunities for professional growth.

The Regulatory Support and Controls (RSC) team in Moody's Ratings Operations and Controls is responsible for the implementation, execution, support, and controls of processes and enabling technology that support the end-to-end credit rating process and regulatory-mandated processes.

We are seeking a Senior Operations Analyst to lead the Costa Rica Document Management Operations team, supporting the process of retaining key rating process information to meet regulatory obligations.

Key Responsibilities:

  • Develop deep expertise on the electronic document management systems, internal archival and record retention processes and controls
  • Streamline and standardize business processes and improve operational controls and efficiencies targeted to the team's work to support document management activities
  • Support improvements, testing, and major changes associated to the document retention platforms and systems

Requirements:

  • Undergraduate BA/BS degree in business, finance/economics, management, archival studies, or similar field; MBA a plus
  • 8+ years of operational business process management and/or business analysis experience with strong analytical and problem-solving skills
  • Ability to interact comfortably with different levels of management and articulate/present issues clearly and succinctly


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