Risk Management Expert

hace 6 días


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

About Zm Financial Systems

We are a global leader in the financial services industry, empowering people to make better decisions and achieve brighter futures. Our company has a strong presence in the industry and is committed to bringing out the best in our products and our people.

Job Summary

We are seeking an experienced Senior Auditor to join our Internal Audit team. The successful candidate will be responsible for maintaining an understanding of the financial, operational, and technology processes, risks, and controls related to Zm Financial Systems' business.

Key Responsibilities

  • Maintaining an understanding of the financial, operational, and technology processes, risks, and controls related to Zm Financial Systems' business.
  • Developing relationship with audit stakeholders.
  • Identifying key risks and understanding leading practices for the audit area.
  • Preparing and communicating audit plan, develops audit engagement budget and timelines, supervises and/or executes audit field work with minimum to moderate supervision.
  • Managing audit lifecycle (e.g., scheduling planning meetings, internal status meetings, related agendas).
  • Developing test steps for the area under review commensurate with the nature of risk and risk levels.
  • Performing audit projects in accordance with departmental and Institute of Internal Auditors standards.
  • Monitoring team's performances and workload.
  • Developing appropriate initial resolutions to audit obstacles to be discussed with project sponsor.
  • Communicating conclusions and preparing audit deliverables clearly outlining the facts around issues and root cause.
  • Developing the 'why do we care' for audit issues and collaborating with stakeholders and project team to develop meaningful recommendations for the audit projects.
  • Developing other IA deliverables i.e., local/regional regulators requests, board materials.
  • Applying process analysis, business intelligence, and problem-solving techniques when planning an audit, performing walkthroughs, and identifying effective test steps.
  • Maintaining curiosity and exercising professional skepticism.
  • Upholding and promoting professional ethics.
  • Continuously expanding knowledge of data analytics and use of technology and participating in identifying bespoke testing, continuous monitoring, and repeatable test plans.
  • Supporting execution of innovative solutions on projects and supporting IA management team in overall change management.
  • Assisting with enhancing the internal audit standards, processes, templates, and audit techniques to increase overall efficiency and quality of internal audit delivery.

Requirements

  • 3+ years of experience in a global organization, preferably within an internal audit function.
  • Knowledge of internal controls, internal controls framework and risk standards (e.g., COSO, ISO, NIST etc.), Sarbanes Oxley Act, financial audit, GAAP and financial systems and related technology.
  • Awareness of regulations pertaining to financial services industry.
  • Proficiency in Microsoft Office suite.
  • Ability to work both independently and as a member of a team in a fast-paced environment and handle multiple tasks simultaneously.
  • Fluent in written and spoken English.


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