Icg Kyc Post Execution Quality Senior Reviewer

hace 3 semanas

Heredia, Costa Rica Citi A tiempo completo

**Job Purpose**:
The Post Execution Quality Senior Reviewer (CoC Analyst) will be part of the ICG KYC Post Execution Quality Review Team unit. The unit is tasked with conducting quality control reviews across Corporate and Investment Bank, Direct Custody & clearing and Investor services client population. Responsibility of PEQR team include reviewing approved KYC records and measuring correctness, completeness & consistency of these records.

The role of CoC Analyst will be to act as an additional control layer in the PEQR review process. CoC Analyst will sample test PEQR checked records and identify areas of improvement. The team will help PEQR to always be audit ready and provide support in various audit activities. The role will also focus on developing team knowledge to ensure everyone is updated about changes in process, policies and CitiKYC releases.

**Job Background/context**:
The ICG KYC operations is responsible for providing operational services to our clients across the Institutional Client Group (ICG), through implementing state of the art technologies which promote the collection, research, storage, and processing of KYC data. The unit is responsible globally to ensure the ICG Business remains compliant to or exceeding the standards mandated by AML/KYC Compliance organization and regulators.

The ICG KYC Post-Execution Quality Review team within the ICG KYC Utility is responsible for performing Post-execution quality reviews on KYC profiles as per guidelines

**Key Responsibilities**:

- The responsibilities of Post Execution Quality Senior Reviewer (CoC Analyst) are as under:_
- Conduct end to end reviews on a sample of PEQR reviewed KYC records (All client types)
- Engage with PEQR reviewers and Regional Leads to share review observations and learnings
- Conduct root cause analysis by identifying & analyzing areas of common misses. Share these learnings with wider team
- Ensure timely remediation of issues identified during CoC process
- Act as a feedback provider to Regional Leads for monthly performance evaluation
- Deliver against agreed targets in terms of quality and productivity
- Provide updates to PEQR Management on monthly basis and support with any follow-up actions
- Work in collaboration with Monitoring & Adherence team, REM team, IPR and AML groups to align review processes
- Prepare a robust Knowledge Management Framework for entire KYC quality team where all key updates in relation to policy, procedures and system enhancements are communicated clearly in a timely manner
- Help with internal knowledge tests for Quality Team members
- Own/Lead departmental projects / initiatives as requested
- Provide support during Audit, KYC Assurance and Compliance Testing submissions
- Representation in various local / regional forums, as applicable

**Knowledge/Experience**:
**_Required_**
- A proven track record with at least 1 years of relevant KYC/AML experience (i.e. Quality Assurance, Client Onboarding, Compliance, Audit and Regulatory)
- Compliance, Audit and Regulatory experience

**_ Preferred_**
- Strong Operations experience desirable
- Global experience would be beneficial

**Skills**:

- Exhibit good written and verbal communication skills.
- Possess the ability to work with various Stakeholders/Senior management and build and maintain effective working relationships
- Ability to manage team level processes and deliver presentations
- Ability to proficiently use MS Office products, particularly Word, Excel, PowerPoint
- Project Management, Strong analytical, and time management skills, excellent attention to detail

**Qualifications**:

- Bachelor’s Degree or higher with at least 5 years’ experience in relevant domain
- AML/KYC Certifications like ACAMS preferred
- **Job Family Group**:
Compliance and Control
- **Job Family**:
Business KYC
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

  • Icg Regional Post Execution Quality Review Regional

    hace 3 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Post Execution Quality Regional Lead will be part of the ICG KYC Post Execution Quality Review Team unit. The unit is tasked with conducting quality control reviews across Corporate and Investment Bank, Direct Custody & clearing and Investor services client population. Responsibility includes smooth functioning of regional/global PEQR team. The program...

  • Icg Kyc Checker

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    The ICG (Institutional Clients Group) KYC Checker Analyst II is a **quality and control focus** intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to assist in the development...

  • Kyc Quality Reviewer C10

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    The KYC Quality Reviewer is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at...

  • Icg Kyc Checker

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The KYC Checker is a quality and control focus intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at...

  • Icg Kyc Ops Support

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Client Executive Analyst is a supportive oriented intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a...

  • Icg Kyc Operations Analyst Ii

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Client Executive Analyst is a supportive oriented intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a...

  • Icg Kyc Ops Analyst Ii

    hace 1 mes

    Heredia, Costa Rica Citi A tiempo completo

    **The KYC Operations Analyst II (Checker) is a quality and control focus intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know...

  • Icg Kyc Sr Case Manager

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Sr Case Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your...

  • Icg Kyc Operations Sr Case Analyst

    hace 3 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Sr Case Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your...

  • Kyc Ops Support Remediation Analyst Ii

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Ops Support Remediation Analyst II is a supportive oriented intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage...

  • Icg Kyc Client Executive Analyst

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The ICG (Institutional Clients Group) KYC Client Executive Analyst is a client oriented intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team.**: **Responsibilities**: - ** Oversight the timely completion of KYC...

  • Icg Kyc Operations Nam Sr. Client Executive

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **ICG KYC Operations is seeking a Know Your Customer Senior Client Executive to coordinate and oversee the Anti-Money Laundering (AML) due diligence records for selected clients of its ICG client base.**: **Responsibilities**: - ** Oversight the timely completion of KYC records within the assigned portfolio, including but not limited to renewal, onboarding...

  • Kyc Ops New Clients Sr Case Analyst

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) Know Your Customer (KYC) Ops Senior Case Analyst is **a supportive oriented** intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to...

  • Icg Kyc Nam Client Executive Analyst

    hace 1 mes

    Heredia, Costa Rica Citi A tiempo completo

    **The Institutional Clients Group (ICG) KYC Client Executive Analyst is a client oriented intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team.**: **Responsibilities**: - ** Oversight the timely completion of KYC...

  • Icg Kyc Operations South Sr. Client Executive

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **ICG KYC Operations is seeking a Know Your Customer Senior Client Executive to coordinate and oversee the Anti-Money Laundering (AML) due diligence records for selected clients of its ICG client base.**: **_ Responsibilities_**: **This person will have the following responsibilities aligned with the team objectives**: - ** Oversight the timely completion...

  • Icg Kyc Accounts Closure Analyst

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The ICG (Institutional Clients Group) KYC Account Closure Analyst is a support intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to drive the account closure process for...

  • Icg Kyc Ops

    hace 4 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **The KYC Operations Sr Case Analyst is an intermediate management-level position responsible for providing full leadership and direction to a team of employees to provide Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role is...

  • Kyc Operations Analyst I

    hace 3 semanas

    Heredia, Costa Rica Citi A tiempo completo

    **ICG KYC Operations Analyst I - C09** The ICG (Institutional Clients Group) KYC Operations Analyst I is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to...

  • Icg Kyc Operations Team Lead

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    The KYC Operations Team Lead is an intermediate management-level position responsible for providing full leadership and direction to a team of employees to provide Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role is to...

  • Kyc Operations Analyst I

    hace 2 semanas

    Heredia, Costa Rica Citi A tiempo completo

    The Institutional Clients Group (ICG) KYC Operations Analyst I is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to assist in the execution of a dedicated...