Internal Controls Professional

hace 6 días


San José, San José, Costa Rica Zm Financial Systems A tiempo completo

About Us

Zm Financial Systems is a global leader in the financial services industry. Our company empowers people to make better decisions and achieve brighter futures. We have a strong presence in the industry and are committed to bringing out the best in our products and our people.

Job Responsibilities

The Senior Auditor role at Zm Financial Systems involves maintaining an understanding of the financial, operational, and technology processes, risks, and controls related to our business. This includes developing relationships with audit stakeholders, identifying key risks, and understanding leading practices for the audit area.

Key Accountabilities

  1. Maintain an understanding of the financial, operational, and technology processes, risks, and controls related to Zm Financial Systems' business.
  2. Develop relationship with audit stakeholders.
  3. Identify key risks and understand leading practices for the audit area.
  4. Prepare and communicate audit plan, develops audit engagement budget and timelines, supervises and/or executes audit field work with minimum to moderate supervision.
  5. Manage audit lifecycle (e.g., scheduling planning meetings, internal status meetings, related agendas).
  6. Develop test steps for the area under review commensurate with the nature of risk and risk levels.
  7. Perform audit projects in accordance with departmental and Institute of Internal Auditors standards.
  8. Monitor team's performances and workload.
  9. Develop appropriate initial resolutions to audit obstacles to be discussed with project sponsor.
  10. Communicate conclusions and prepare audit deliverables clearly outlining the facts around issues and root cause.
  11. Develop the 'why do we care' for audit issues and collaborate with stakeholders and project team to develop meaningful recommendations for the audit projects.
  12. Develop other IA deliverables i.e., local/regional regulators requests, board materials.
  13. Apply process analysis, business intelligence, and problem-solving techniques when planning an audit, performing walkthroughs, and identifying effective test steps.
  14. Maintain curiosity and exercise professional skepticism.
  15. Up uphold and promote professional ethics.
  16. Expand knowledge of data analytics and use of technology and participate in identifying bespoke testing, continuous monitoring, and repeatable test plans.
  17. Support execution of innovative solutions on projects and support IA management team in overall change management.
  18. Enhance the internal audit standards, processes, templates, and audit techniques to increase overall efficiency and quality of internal audit delivery.

Requirements

  • 3+ years of experience in a global organization, preferably within an internal audit function.
  • Knowledge of internal controls, internal controls framework and risk standards (e.g., COSO, ISO, NIST etc.), Sarbanes Oxley Act, financial audit, GAAP and financial systems and related technology.
  • Awareness of regulations pertaining to financial services industry.
  • Proficiency in Microsoft Office suite.
  • Ability to work both independently and as a member of a team in a fast-paced environment and handle multiple tasks simultaneously.
  • Fluent in written and spoken English.


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