Citi Regulatory Engagement Manager for Technology Risk

hace 2 días


San Francisco, Heredia, Costa Rica Citi A tiempo completo

Citi's O&T Regulatory Engagement team is seeking a highly skilled Regulatory Engagement Lead to join our LATAM region. This role will cover the Institutional Clients Group (ICG) Technology area, acting as the coordination point for all regulatory examination management and ongoing supervisory activities.

The successful candidate will have a strong background in regulatory affairs and experience working with external regulators or Internal Audit within a financial services organization. They will be responsible for coordinating ICG Technology regulatory interaction activities across LATAM to ensure consistency and excellence in execution of regulatory deliverables.

Responsibilities Include:

  • Strategic Advisory
  • Exam Management
  • Ongoing Supervisory Activities

Key Responsibilities:

- Drive the regulatory examination process as a lead or support contact/central point of communication with regulators for examinations and requests - schedule, objectives, etc.
- Support the definition and communication strategies for regulatory exam management in order to meet Citi's legal, regulatory and compliance requirements
- Oversee regulatory preparatory activities and provide feedback to management and the team regarding deliverable request and meeting materials
- Provide coaching to the management and team in advance of regulatory exam meetings to ensure consistency, applicability of the message and the materials meet regulatory request/expectations
- Responsible for communicating exam status and updates to Senior Management and the team
- If required, responsible for the coordination, development and review regulatory examinations draft responses
- Utilize strong analytical skills to evaluate controls, identify control issues, review project plans and corrective actions to identify missing milestones and tasks.
- Analyze regulatory requirements and help define and/or validate the controls that address these requirements
- Review relevant regulatory publications and guidelines to determine possible impact on O&T controls and form a view on regulatory expectation to be communicated to senior management
- Provide regional reporting to Senior Management on regulatory focus areas, themes and trends and items for escalation
- As a member of Senior Management Governance committees, ensure appropriate update on O&T regulatory landscape is shared and appropriate escalation of relevant issues



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