Compliance Securities Monitoring Specialist

About the RoleWe are seeking an experienced Compliance Associate to join our team at Zm Financial Systems. As a key member of our Securities Trade Monitoring Unit, you will play a vital role in ensuring the integrity of our financial operations.Key ResponsibilitiesParticipate in the day-to-day operations of the Securities Trade Monitoring Unit, providing...

We are seeking a Compliance Oversight Specialist to join our Compliance team and support the Securities Trade Monitoring Unit. This role will involve securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.The successful candidate will participate...

Zm Financial Systems is a leading financial services company that empowers people to make better decisions and achieve brighter futures.We are seeking a Senior Securities Trade Monitor to join our Compliance team and support the Securities Trade Monitoring Unit. This role will involve securities trade monitoring and the surveillance of employee trading...

Title: Compliance Associate**Responsibilities**:Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

At Zm Financial Systems, we empower professionals to make informed decisions and achieve excellence in their careers.We are seeking an experienced compliance professional to support the Securities Trade Monitoring Unit within our Compliance team. This role will involve securities trade monitoring and the surveillance of employee trading activity to identify...

Job DescriptionWe are seeking an experienced compliance professional to support the processes within the Securities Trade Monitoring Unit at Zm Financial Systems. This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.Key...

About the Job:We are seeking a skilled AML Monitoring Specialist to join our team. As an AML Monitoring Specialist, you will be responsible for monitoring and tracking AML records and appendix approval processes, developing and executing action planning for expiring records, and ensuring records are not past due.Responsibilities Include:Conducting client...

**About the Role**The Process Monitoring Specialist will be responsible for supporting business efforts to identify critical processes, develop metrics to measure risks and compliance, and create improvement plans. This role will also involve facilitating the deployment of reports and visuals for compliance indicators.**Key Responsibilities:**Conduct ongoing...

First Factory, Inc. is seeking a Regulatory Compliance Specialist to ensure the organization's adherence to relevant laws and regulations.The Compliance Specialist plays a critical role in maintaining compliance across various aspects of the company's operations, including regulatory monitoring, risk management, auditing, and reporting.Conduct thorough...

Citi is seeking a skilled Compliance Monitoring Professional to join our team in the KYC Operations Analyst role. This intermediate-level position plays a crucial part in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities.The primary objective of this role is to develop and manage a dedicated internal KYC...

**Job Summary**We are seeking an experienced AML Monitoring and Governance Specialist to lead our Know Your Client (KYC) program. As a member of the Compliance and Control team, this role will play a vital part in ensuring that our clients' information and documentation comply with local regulations and Citi standards.The ideal candidate will have strong...

Job OverviewThis Corporate Governance Compliance Associate position is located in the Securities Trade Monitoring Unit and involves working closely with various teams across the organization to ensure that all regulatory requirements are met.The successful candidate will be responsible for:Developing and implementing policies and procedures to ensure...

Job SummaryWe are seeking an experienced Risk Monitoring and Control Specialist to join our team. The successful candidate will be responsible for leading the development and implementation of effective risk management strategies, providing thought leadership on change management implications for CSS.Main AccountabilitiesServe as point of contact and subject...

Citi seeks an experienced AML Compliance Specialist to join its Compliance and Control team. The ideal candidate will possess a deep understanding of Anti-Money Laundering regulations and internal governance policies.Responsibilities will include conducting client profile reviews, ensuring compliance with local regulations and Citi standards, updating KYC...

Job DescriptionWe are looking for a highly skilled Senior IT Monitoring Specialist to join our team at Hewlett Packard Enterprise. In this role, you will be responsible for designing and implementing advanced monitoring tools to ensure the efficient operation of our systems.Key Responsibilities:Design and implement monitoring tools to identify and resolve...

Citi seeks an experienced Financial Operations Risk Analyst to join its Compliance and Control team. As an AML Compliance Specialist - KYC, you will play a critical role in developing and managing a dedicated internal Know Your Client (KYC) program.Responsibilities include:Developing and implementing AML monitoring, governance, oversight, and regulatory...

Job Description:Role OverviewThe Compliance Specialist will be responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance team.This intermediate-level position will develop and manage a dedicated internal KYC (Know Your Client) program at Citi. The overall objective...

**Company Description** About us, but we'll be brief**Experian is the world's leading global information services company, unlocking the power of data to create more opportunities for consumers, businesses, and society.We are thrilled to share that **FORTUNE has named Experian one of the 100 Best Companies to work for**.In addition, for the last five years...

Full-timeEmployee Status: RegularRole Type: HybridDepartment: Customer ServiceSchedule: Full TimeShift: Day Shift**Company Description**:**About us, but we'll be brief**Experian is the world's leading global information services company, unlocking the power of data to create more opportunities for consumers, businesses, and society.We are thrilled to share...