Senior Compliance Trader Oversight Associate

We are seeking a Compliance Oversight Specialist to join our Compliance team and support the Securities Trade Monitoring Unit. This role will involve securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of confidential information.The successful candidate will participate...

**Job Overview:**Citi is seeking a talented Compliance Associate to join our team. This role will focus on Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team.**Responsibilities:**Partner with Relationship Management and Compliance teams to assist with the...

Job ResponsibilitiesThe KYC Operations Sr. Supervisor will be responsible for leading a team of employees who provide Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services. This role requires strong leadership and direction skills to ensure team service level standards are met.The team will be responsible for...

Title: Compliance Associate**Responsibilities**:Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of...

Citi's Compliance Director is responsible for ensuring the effective development and management of a dedicated internal Know Your Customer (KYC) program. This position plays a critical role in driving the overall objective of providing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services in coordination with...

Imagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.-- Moody's Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that...

Leadership and OversightThe AML/KYC Leadership and Oversight Professional will lead a team of professionals in providing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services.This role requires strong leadership skills to develop and manage a dedicated internal KYC program at Citi, ensuring compliance with local...

About the Role:The Institutional Clients Group (ICG) KYC Sr Case Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team.**Key Responsibilities:**Conduct client profile reviews for customer accounts.Review...

This role is focused on ensuring the effective execution of Citi's Operational Risk Management Framework.Key responsibilities include:Assessing risks and driving actions to address the root causes of operational risk losses by challenging both historical and proposed practices.Oversight may include technology operational risk, governance, and establishing a...

We are seeking a highly experienced Compliance and Control Senior Manager to join our team. This role plays a critical role in ensuring the effective governance of tasks and processes with reference to internal policy and external regulation. You will be responsible for managing a team of professionals responsible for providing AML monitoring, governance,...

About the RoleThe AML Operations Analyst I is an entry-level position responsible for assisting in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team.The overall objective of this role is to support the development and management of a dedicated internal KYC...

What You'll DoThis role involves identifying multi-client and multi-location efficiency opportunities and process improvements within the derivatives oversight control model. You will be liaising regularly with global counterparts to share experiences, solutions, and knowledge, ensuring consistent application of process enhancements.Key...

OverviewThe Citi Senior Compliance Manager is responsible for overseeing the implementation and management of an internal Know Your Client (KYC) program at Citi. This role involves providing leadership and direction to a team of employees in AML monitoring, governance, oversight, and regulatory reporting services.About UsCiti is a global financial...

**Responsibilities**The successful candidate will be responsible for:Providing senior oversight of KYC operationsRepresenting the KYC function in senior management discussionsPartnering with global compliance and KYC teams to interpret and implement new AML policiesDeveloping and implementing effective governance processes to ensure compliance with internal...

**About the Role**Citi is seeking a highly skilled and experienced Senior AML Compliance Officer to join our team. As a key member of the KYC Operations Department, you will be responsible for providing leadership and direction to a team of employees in order to ensure the development and management of a dedicated internal Know Your Client (KYC)...

Citi seeks an experienced KYC Operations Senior Manager to lead the development and management of an internal KYC Program. The successful candidate will have a proven track record in providing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services, and will be responsible for driving the accomplishment of results...

The Senior AML Manager plays a critical role in driving the development and management of a dedicated internal Know Your Customer (KYC) program at Citi. The overall objective of this position is to accomplish results through group or department to provide Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services in...

Citi is seeking a highly organized and detail-focused KYC Operations Associate to support its AML compliance efforts. The ideal candidate will have 1-3 years of experience in KYC operations and be proficient in maintaining accurate records and reporting on compliance metrics.About the Team:Join our team of experienced professionals dedicated to preventing...

About the RoleThe Process Control Senior Analyst is responsible for building a Central Utility to execute control and oversight activities, driving standardization and efficiencies for Global Controllers. The role requires a high level of analytical and technical skills to filter, prioritize, and validate complex data from multiple sources.Key...

About the RoleAs a senior management-level position, this role is responsible for driving the development and management of a dedicated internal Know Your Client (KYC) program at Citi. The overall objective of this role is to provide Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services in coordination with the...