Compliance Securities Monitoring Expert

About Moody's Investors ServiceWe are a leading provider of credit ratings, research, and risk analysis.Job DescriptionThe Compliance Associate will play a key role in supporting the Compliance Securities Trade Monitoring Unit. Key responsibilities include:Securities trade monitoring and surveillance of employee trading activity to identify and prevent...

**Securities Trade Monitoring Unit Overview**Moody's is seeking an experienced compliance professional to support the processes within the Compliance Securities Trade Monitoring Unit.This function will include securities trade monitoring and the surveillance of employee trading activity to identify and prevent conflicts of interest and the misuse of...

At Zm Financial Systems, we empower professionals to make informed decisions and drive business success. Our Compliance Securities Trade Monitoring Unit plays a vital role in ensuring the integrity of our operations.About the RoleWe are seeking an experienced compliance professional to support the Securities Trade Monitoring Unit. This key function involves...

About the CompanyMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions by providing in-depth analysis and insights.Job DescriptionAs a Senior Compliance Associate, you will be responsible for providing day-to-day and project support across various compliance activities and functions. This includes timely and...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our Marketplace team at Experian. As a key member of our compliance division, you will work closely with product marketing and cross-functional teams to develop and implement consistent guidelines across the lead generation business.

**About Citi: A Global Leader in Financial Services**Citi is a leading global bank with a rich history of innovation and commitment to excellence. We are dedicated to helping our clients achieve their financial goals while driving economic growth and stability.**Job Description:**We are seeking an experienced Compliance Expert for Risk and Control to join...

Job Title: Compliance Reporting ExpertAt 360Training, we are seeking a highly skilled Compliance Reporting Expert to join our team. As a key member of our staff, you will be responsible for ensuring accurate and timely reporting of student course completion credit hours to regulatory bodies.Key Responsibilities:Run Power Query reports according to the...

Citi is seeking a skilled Compliance Specialist to join its team in the area of Anti-Money Laundering (AML) monitoring. The ideal candidate will have experience in banking operations and be proficient in Microsoft applications.Job SummaryThis role is responsible for developing and managing a dedicated internal KYC program at Citi. The successful candidate...

About the RoleWe are seeking a highly skilled Regulatory Compliance Marketing Expert to join our Marketplace team at Experian. This role offers an exciting opportunity to work closely with product marketing and compliance divisions to enable growth through compliant marketing practices that serve our customers well.Key ResponsibilitiesCollaborate with...

Job Description:We are seeking a highly skilled Compliance and Marketing Expert to join our Marketplace team at Experian Consumer Services.The ideal candidate will have 5+ years of experience in marketing compliance positions, with a strong background in navigating sensitive client conversations and providing exceptional customer service.About the Role:Work...

About Boston Scientific">As a global leader in medical science, Boston Scientific is committed to solving the challenges that matter most – united by a deep caring for human life. Our mission to advance science for life is about transforming lives through innovative medical solutions that improve patient lives, create value for our customers, and support...

Job OverviewWe are seeking a highly skilled Investigations and Compliance Expert to join our team at Experian. This role is responsible for conducting thorough investigations to ensure compliance with regulations such as the Fair Credit Reporting Act and Gramm-Leach-Bliley Act.About the RoleThis position involves making decisions and recommendations for...

**Job Overview**Citi is a leading global financial services company seeking an experienced Compliance Risk Manager III to join our team. In this role, you will be responsible for executing third-party risk management activities on behalf of the Business Activity Owner (BAO) and/or Third Party Officer (TPO).This includes contacting and liaising with External...

The Central Controls Oversight Analyst role within Citi's Controllers Organization will support end-to-end SACCR controls monitoring and oversight to deliver accurate month-end data for the firm and bank's RWA calculation and reporting. This position is responsible for designing and documenting SA-CCR RWA Controls runbooks and exception management processes,...

Job Title: Compliance SpecialistJob Summary: We are seeking an experienced Compliance Specialist to join our Experian Marketing Services Compliance & Privacy team. The successful candidate will be responsible for ensuring compliance with all applicable state and federal regulations, industry self-regulatory guidelines, building and maintaining a superior...

Job OverviewThe Citi KYC Application Support Analyst position is an intermediate-level role responsible for facilitating communication between business users and technologists to exchange information in a concise, logical, and understandable manner.Key Responsibilities:Analyze Citi KYC incidents and requests raised by users and collaborate with tech support...

About the RoleThe KYC Operations Analyst II is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance team.

The Senior AML Compliance Analyst plays a pivotal role in ensuring the effective implementation and maintenance of Anti-Money Laundering (AML) monitoring, governance, and regulatory reporting activities within Citi's Compliance and Control team.This intermediate-level position is responsible for developing and managing a dedicated internal Know Your Client...

This is a key role within the organization that supports timely and efficient S-Ox process execution.We develop quality products with patient-centricity in mind, ensuring our work provides value to people daily. As a large, multinational organization, you have opportunities for knowledge expansion through collaboration with various individuals, exposure to...

At Equifax, you have the opportunity to empower your career growth.We are seeking an experienced Operational Assurance and Compliance Expert to join our team. As a key member of our assurance function, you will play a critical role in supporting the control validation and assurance framework and processes.Key Responsibilities:Support the development and...