Senior Compliance Associate
hace 2 semanas
Perform continuous testing and examinations of ratings processes for compliance with internal policies and procedures.
- Assist in the preparation of periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program.
- Work with the Compliance Surveillance Team to enhance the Surveillance Program and improve existing surveillance activities.
- Develop creative solutions to address testing needs and present information in a concise and comprehensible manner.
- Minimum of a Bachelor’s degree is required.
- 2-3 years of compliance and/or audit experience focusing on compliance-related activities.
- Financial institutions or capital markets environment experience.
- Professional, pro-active, flexible, diligent and dependable.
- Excellent interpersonal skills and team oriented.
- Must be highly organized and efficient with the ability to multi-task and meet tight deadlines.
- Strong written and oral communication skills in English. Multilanguage skills are a plus.
- Must be able to work on own initiatives, with limited supervision.
- Strong Microsoft Excel and Word skills.
Corporate Compliance
Moody’s is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.
Moody’s Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources, that operationally support our business units. Exceptional Shared Services teams are vital to the international success of our business.
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