Regulatory Engagement Manager For Financial Institutions
hace 7 días
The Chief Administrative Office (CAO) plays a pivotal role in driving value for our organization, businesses, regulators, and stakeholders. With responsibility for Risk and Control, Quality Assurance, Transformation, O&T Regulatory Engagement, and the O&T Chief Data Office, the CAO enables us to execute on our Vision and Strategy.
The Regulatory Engagement Lead will report to the Regulatory Engagement Senior Lead and be instrumental in establishing and implementing our regulatory engagement strategy and execution, regulatory exam management and oversight, and regulatory governance and quality control processes within the region. This role covers LATAM, with a focus on supporting the Institutional Clients Group (ICG) Technology area, acting as the coordination point for all regulatory examination management and ongoing supervisory activities.
Key responsibilities include:
Strategic Advisory
- Actively engage with ICG Technology partners regarding regulatory interaction activities across LATAM to drive consistency and excellence in regulatory deliverables
- Attend relevant line of business governance forums for assigned coverage areas to cultivate SME familiarity of key business-as-usual and transformation activities while providing guidance on regulatory expectations
Exam Management
- Coordinate ICG Technology regulatory interaction activities across LATAM to ensure consistency and excellence in regulatory deliverables
- Drive the regulatory examination process as a lead or support contact/central point of communication with regulators for examinations and requests - schedule, objectives, etc.
- Support the definition and communication strategies for regulatory exam management to meet legal, regulatory, and compliance requirements
- Oversee preparatory activities and provide feedback to management and the team regarding deliverable requests and meeting materials
- Provide coaching to the management and team in advance of regulatory exam meetings to ensure consistency, applicability of the message, and meeting regulatory request/expectations
- Lead the collection, review, and delivery of all deliverables and follow-up requests required for successful completion of the examination process
- Anticipate questions and/or concerns that may arise during the examination, 'connect-the-dots,' and communicate the 'big picture' to both the internal team and regulators
- Responsible for communicating exam status and updates to Senior Management and the team
- If required, responsible for coordinating, developing, and reviewing regulatory examination draft responses
- Utilize strong analytical skills to evaluate controls, identify control issues, review project plans, and corrective actions to identify missing milestones and tasks
- Analyze regulatory requirements and help define and/or validate controls addressing these requirements
- Review relevant regulatory publications and guidelines to determine possible impact on O&T controls and form a view on regulatory expectation to be communicated to senior management
- Provide regional reporting to Senior Management on regulatory focus areas, themes, trends, and items for escalation
- As a member of Senior Management Governance committees, ensure appropriate updates on the O&T regulatory landscape are shared and relevant issues escalated
Ongoing Supervisory Activities
- Lead engagement/attendance at all ongoing supervisory/management meetings
- Ability to 'connect-the-dots' from all regulatory interactions, both exams and meetings, and apprise management of common themes and new areas of focus
- Participation in periodic briefing/debriefing with other regulatory contacts across Citi to share regulatory points of view
- Coordinate development and review of required quarterly regulatory status updates
- Monitor status of Regulatory Issue Corrective Action as well as review and provide feedback on evidentiary materials in support of regulatory issue closure
- Analyze regulatory requirements and help define and/or validate controls addressing these requirements
Qualifications
- Bachelor's/University degree completed
- Master's is a plus
- Advanced English level
- 10+ years of relevant experience related to regulators/audit/control
- 7-10 years' experience working in operations and/or technology risk and/or control functions (such as internal audit) within a financial services organization
- 5-7 years' experience working with external regulators or Internal Audit within a financial services organization
- Demonstrated leadership and adaptability when facing unique challenges of a rapidly evolving environment
As a Regulatory Engagement Lead, you will play a critical role in ensuring we maintain effective relationships with regulators and comply with relevant laws and regulations. Your expertise and knowledge will enable us to navigate complex regulatory environments and achieve our goals.
-
Regulatory Engagement Lead For The Eo&T Icg
hace 1 semana
San Francisco, Heredia, Costa Rica Citi A tiempo completoThe EO&T Chief Administrative Office (EO&T CAO) is a driving factor in delivering value to our organization, our businesses, regulators, and stakeholders.With responsibility for Risk and Control, Quality Assurance, Transformation, O&T Regulatory Engagement and the O&T Chief Data Office, the EO&T CAO enables the organization to execute on O&T's Vision and...
-
Regulatory Engagement Officer For The Eo&T Icg
hace 1 semana
San Francisco, Heredia, Costa Rica Citi A tiempo completoThe EO&T Chief Administrative Office (EO&T CAO) is a driving factor in delivering value to our organization, our businesses, regulators, and stakeholders.With responsibility for Risk and Control, Quality Assurance, Transformation, O&T Regulatory Engagement and the O&T Chief Data Office, the EO&T CAO enables the organization to execute on O&T's Vision and...
-
Lead Regulatory Risk Advisor
hace 6 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoThe Chief Administrative Office (CAO) is a critical component of Citi's operations, responsible for delivering value to our organization, businesses, regulators, and stakeholders. With a focus on Risk and Control, Quality Assurance, Transformation, O&T Regulatory Engagement, and the O&T Chief Data Office, the CAO enables us to execute on our Vision and...
-
Senior Regulatory Compliance Specialist
hace 7 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoCiti's Chief Administrative Office (CAO) is responsible for delivering value to our organization, businesses, regulators, and stakeholders. With a focus on Risk and Control, Quality Assurance, Transformation, O&T Regulatory Engagement, and the O&T Chief Data Office, the CAO enables us to execute on our Vision and Strategy.We are seeking a highly skilled...
-
San Francisco, Heredia, Costa Rica Moody'S A tiempo completoPeople management responsibilities include the following:- Participate in recruitment, selection and onboarding activities for "class" and ad hoc hiring- Lead performance evaluation process of FDAs supporting FIG teams; provide ongoing coaching and feedback as appropriate- Identify and supervise hard-working FDAs and provide input into the promotion process-...
-
Financial Solutions Analyst
hace 3 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoJob OverviewCiti is a leading global bank that provides a range of financial services to individuals, businesses, and institutions. The Fin Solutions Sr. Analyst role is part of the Finance organization, responsible for ensuring the highest standards of accuracy, reliability, and control through testing Citi's regulatory and management reporting.Key...
-
Engagement Manager
hace 2 semanas
San Francisco, Heredia, Costa Rica Workday A tiempo completoYour work days are brighter here.At Workday, it all began with a conversation over breakfast.When our founders met at a sunny California diner, they came up with an idea to revolutionize the enterprise software market.And when we began to rise, one thing that really set us apart was our culture.A culture which was driven by our value of putting our people...
-
Strategic Program Manager
hace 7 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoAbout the RoleCiti, a leading global bank, serves approximately 200 million customer accounts across more than 160 countries and jurisdictions worldwide.The company provides a wide range of financial products and services to consumers, corporations, governments, and institutions, including consumer banking, corporate and investment banking, securities...
-
Manager of Analytics and Reporting
hace 5 días
San Francisco, Heredia, Costa Rica Zm Financial Systems A tiempo completoWe are seeking a talented and experienced Senior Manager to join our team at Zm Financial Systems. The successful candidate will be responsible for managing the business support for our GRC tools, overseeing risk data analysis, and coordinating with business owners on report building and senior management risk reporting.Functional ResponsibilitiesThe Manager...
-
Financial Operations Manager
hace 2 días
San Francisco, Heredia, Costa Rica Amazon Support Services Costa Rica Srl A tiempo completoWe are seeking a Financial Operations Manager to join our global FinOps Program Management Office (PMO) at Amazon Support Services Costa Rica Srl. As a key member of our team, you will be responsible for developing an in-depth understanding of Amazon's products, business models, financial systems architecture and financial operations within a regulatory...
-
Senior Financial Analyst
hace 4 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoAs a Senior Financial Analyst - Regulatory Reporting at Citi, you will play a critical role in ensuring the accuracy and completeness of our financial reports. You will work closely with the Finance Team to analyze and submit reports to various constituencies, including local regulators, the SEC, Fed, and OCC.This position requires a high level of expertise...
-
San Francisco, Heredia, Costa Rica Citi A tiempo completoAbout the Job:This Analytical Support Specialist role is designed to provide high-quality analytical support to the FP&A team at Citi. As a key member of the team, you will be responsible for analyzing financial data, developing financial models, and providing insights to support business decisions. Main Responsibilities:- Analyze financial data to identify...
-
Senior Financial Reporting Manager
hace 6 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoJob DescriptionThe Senior Financial Reporting Group Manager is a senior management position responsible for leading the financial reporting function at Citi. This role involves overseeing the preparation of financial reports, ensuring accuracy and timeliness, and coordinating with various stakeholders.This position requires strong analytical and...
-
Client Services-Financial Specialist
hace 4 días
San Francisco, Heredia, Costa Rica Zm Financial Systems A tiempo completoCollaboration = InnovationOne leads to the other.At Moody's, we believe good teamwork gives us an edge.We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges.Join us and let's move the world forward together.Department- We strive to be a world-class sales organization with our customers' needs at the centre of...
-
Citi Financial QA Manager
hace 3 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoCiti is seeking an experienced Financial QA Manager to lead our quality assurance testing and validation organization. This individual will be responsible for validating the accuracy of reported transactions and ensuring compliance with regulatory guidelines.Responsibilities:Lead cross-functional teams to develop and implement quality assurance...
-
Financial Analyst for Financial Reporting
hace 7 días
San Francisco, Heredia, Costa Rica Citi A tiempo completoThe role of a Financial Reporting Analyst 2 at Citi involves generating, tracking, and submitting financial reports in coordination with the Finance Team. The overall objective is to accurately prepare and report business/financial transactions, reports, and statements in accordance with local regulatory guidelines.Key ResponsibilitiesSupport analysis and...
-
Financial Analyst
hace 4 días
San Francisco, Heredia, Costa Rica Zm Financial Systems A tiempo completoImagine what we can INSPIRE with youMoody's empowers people to make better decisions and achieve brighter futures.This is what motivates us to bring out the best in our products and our people.Join us.Forward Together.- Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Department- Finance- Moody's...
-
Engagement Manager
hace 5 días
San Francisco, Heredia, Costa Rica Hakkoda A tiempo completo**ABOUT HAKKODA**Hakkoda is a modern data consultancy empowering data driven organizations.We are experts in helping companies realize the full value of the Snowflake Data Cloud.We provide consulting and managed services in data architecture, data engineering, analytics and data science.We are renowned for bringing our clients deep expertise, being easy to...
-
Senior Engagement Manager
hace 3 días
San Francisco, Heredia, Costa Rica Hakkoda A tiempo completoAbout HakkodaHakkoda is a modern data consultancy empowering organizations to make data-driven decisions. Our expertise lies in helping companies unlock the full value of the Snowflake Data Cloud.Our VisionWe strive to be the trusted partner for organizations seeking data-driven solutions. Our services include consulting and managed services in data...
-
Employee Engagement Manager
hace 6 días
San Francisco, Heredia, Costa Rica Auxis A tiempo completo**About the Role:**Auxis is seeking an experienced Communication Strategy Specialist to join our team. As a key member of our internal communications team, you will be responsible for developing and executing strategic plans to engage employees, foster collaboration, and promote organizational success.**Key Responsibilities:****Communications...